Capital Markets

Introduction to Capital Markets in the UAE

Today the UAE is actively taking part in many international financial markets and the capital market of the UAE is proving to be a very attractive option for many businesses and investors. These markets are essentially controlled by the Securities and Commodities Authority (SCA) and the DFM, one of three stock exchanges in the UAE which makes sure that the participants in these markets engage in fair practices.

The entry of business into the capital markets may at times be a highly regulated process in the UAE. The firms must follow different legalities, acquire some permits and approvals, and provide their financial products that will meet the requirements of the regulating bodies. And this is where capital market lawyer services are invaluable, as they provide legal advice on every step taken.

Key Aspects of Capital Markets Law in the UAE

Initial Public Offerings (IPOs)
One of the ways through which firms can obtain funding is through IPOs. Capital markets lawyers assist companies on legal matters in the IPO process such as preparing the prospectus, filing with the regulatory authorities and compliance with DFM or ADX listing rules.

Bond Issuances
Bonds are a mechanism by which firms can obtain a large amount of funds from investors and reimburse them in the form of interest. Legal advisors in capital markets have the responsibility of making these transactions to go through seamlessly.

Regulatory Compliance
Regulatory compliance is a very important factor of capital markets in the UAE. The SCA has strict rules for those companies that want to offer securities or launch bonds, among others. Corporate law firms make sure that these regulations are complied with by the companies so as to prevent the companies from being taken to court and facing the consequent penalties.

Mergers and Acquisitions (M&A) in Capital Markets
Capital markets lawyers have a very important role in mergers and acquisitions (M&A) of companies listed under the stock exchange. Legal advisers help in preparing contracts, negotiating deals and obtaining necessary permits for M&A which include trading of securities.

Private Placements
Capital markets lawyers guide companies through the legal aspects of private placements, ensuring that the process complies with UAE laws and offering strategic advice on structuring the transaction to maximise capital while minimising risks.

Derivatives and Structured Products
Derivatives and structured products are complex financial instruments that require in-depth legal expertise. These instruments allow businesses and investors to hedge risks or gain exposure to certain assets without directly owning them. 

The Role of Capital Markets Lawyers in the UAE

Capital markets lawyers in the UAE serve as strategic advisors to companies looking to raise capital through public or private offerings. These lawyers help companies navigate complex securities laws, minimise risks, and ensure that their financial offerings align with both local and international legal standards.

Whether a company is issuing equity through an IPO, launching a bond issuance, or engaging in a private placement, the expertise of capital markets lawyers is indispensable. These legal professionals work closely with businesses, underwriters, and regulatory authorities to ensure that every aspect of the capital-raising process is compliant, efficient, and successful.

Why Choose Muhami to Get Capital Markets Services in the UAE ?

It is imperative for the businesses seeking capital markets legal advice and services in the UAE to select the right law firm. Muhami is staffed by a highly skilled team of capital markets lawyers, who offer legal services that encompass all the operations that are involved in capital raising, including Initial Public Offerings, Bonds issues, Private placement and compliance among others.

Muhami has the answers to your legal questions and connects you with lawyers and law firms that have the specialist legal knowledge for all of your legal requirements.